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What causes option prices to differ from Black-Scholes model so vastly?

Personal Finance & Money Asked by cardycakes on February 25, 2021

I have tested Python and pre-defined web implementations of the Black-Scholes options pricing model.

From these tests I’ve observed pricing differences between the model’s output and real options prices (AAPL used for tests).

The difference is small for very near-term options such as weeklys, but once I extend out to 60+ days the price difference is huge.

This doesn’t overly surprise me but I’d like to know why. My current thoughts are:

  1. Uncertainty of short-term interest rates
  2. Uncertainty around future volatility
  3. Supply/demand for different strikes

Can anyone please help explain this? Additional detail on how I can help account for these differences when simulating options prices would be extra helpful.

2 Answers

Theoretical option prices will vary from actual for several reasons:

  • Implied volatility tends to be higher for nearer term expirations

  • Implied volatility can vary from strike price to strike price (volatility smile or smirk), often higher when away from the money

  • Dividends affect option pricing, increasing put value and decreasing call value. The nearer an expiration to the ex-div date (but expiring after it), the greater the pricing effect of the dividend.

  • Long dated options often have very wide bid/ask spreads and the bid and ask are not necessarily equidistant from theoretical value, thereby distorting the midpoint.

And then there's the question of whether you're comparing your theoretical values to real time quotes. If not real time, option quotes, especially illiquid options, are often stale. End of day closing quotes are useless for comparison.

Correct answer by Bob Baerker on February 25, 2021

It's almost certainly not due to interest rates. IR has a very minimal impact on option prices.

Option pricing is all about volatility. You didn't say where you're getting the volatility you're using in your B-S pricing, but it has a big impact on option pricing. Volatility also can vary significantly for different strike prices and different expiries, so it is not "constant" like the B-S model assumes it is, and it must be implied based on current market prices for each strike and expiry. Whether traders trade volatility directly (i.e. buy options due to "cheap" implied vols) or whether the supply/demand for options is driven by the outlook on the stock price (e.g. are traders bearish, buying puts/selling calls or bullish, buying calls/selling puts) is never clear.

The longer an option has until expiry, the more the impact volatility has on pricing. So it makes sense that you'd see closer prices for short-term options.

Answered by D Stanley on February 25, 2021

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