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report requirement of new share offering

Personal Finance & Money Asked on May 6, 2021

When a public company offers new shares, does it have to notify SEC by filing a report?

For example, if the company just gives its employees some shares, does it have to report it to SEC?

One Answer

A secondary share offering is disclosed in SEC form S-3.

For employee compensation, the company may disclose equity compensation plans and executive contracts in their usual quarterly filings. Insider transactions are disclosed with Form 4. (PDF)

Correct answer by Orange Coast- reinstate Monica on May 6, 2021

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