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Personal Finance & Money : Recent Questions and Answers (Page 330)

Find answers to your questions about Personal Finance & Money or help others by answering their Personal Finance & Money questions.

If a broker in the US does not provide Form 1099 by its due date (January 31), what penalty do they face, and can the client be compensated?

https://www.investopedia.com/terms/f/form1099div.asp (mirror) says:Banks, investment companies, and other financial institutions are required to provide taxpayers with a 1099-DIV by Jan. 31 each year.However, I see...

Asked on 02/22/2021

1 answer

Bond at 94%. Is it a good idea to buy?

I have found this bond issued by Austrian company Do & Co: 3,125% DO & CO-Anleihe 14-21. As I understand, if I buy it now at 93.77...

Asked on 02/22/2021

2 answer

Recover long lost shares held by brokerage that got acquired

I am a UK citizen and had a brokerage account with suretrade.com in 2001, with a number of positions in NASDAQ traded companies which today would be worth a few...

Asked on 02/22/2021 by neuronotic

1 answer

How do I know if a Fund engages in Short Selling

Almost all my investments are done through funds in my pension and the extent of my research into them is through the Fund fact sheets similar to the ...

Asked on 02/22/2021

2 answer

How do share dilution scams make money?

The wiki article on share dilution scams saysA share dilution scam happens when a company ... repeatedly issues a massive amount of shares into the market (using follow-on...

Asked on 02/22/2021 by Michael A

1 answer

Income tax returns acknowledgement upon processing

In India, does the income tax department send acknowledgements after processing incomes tax returns? I know that they send acknowledgement mails after the returns are e-verified. But I specifically want...

Asked on 02/22/2021

1 answer

Downside of having multiple brokerage accounts?

I have around 4-5 long term objectives, that I would like to invest towards separately. I was planning on opening a separate brokerage account for each objective. The benefit would...

Asked on 02/22/2021 by shreyj

3 answer

What is the last possible time to exercise an equity option traded on CBOE?

I own 100 shares of AAPL an I am short the Oct 9 2020 $117.50 call. As per this CBOE link, the long holder may exercise that...

Asked on 02/22/2021 by Bython

1 answer

How to bet against IPOs?

Suppose one expects that IPOs, on the whole, show poor performance following the IPO (especially if one buys at the IPO), and wishes to bet against them. This can be...

Asked on 02/21/2021 by Superbest

1 answer

Keep secured credit card open?

I am young and want to try to start building credit. The tellers at SunTrust advised that I start with a secured credit card, and eventually I will transfer to...

Asked on 02/21/2021

3 answer

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