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How do I use a "Document Control Number" to access a filing on EDGAR?

Personal Finance & Money Asked on May 25, 2021

I would like to read Reliance Industries Ltd’s Form 12G32BR filing on EDGAR. However, the only document in that filing says:

This document was generated as part of a paper submission.

Please reference the Document Control Number 04010785 for access to the original document.

Does this mean that the filing is not available electronically? If so, how do I use the "Document Control Number" to obtain the document?

2 Answers

I don’t know if this is right or not, but I found this webpage on SEC.gov:

Request for Electronic Certification of EDGAR Filings

Apparently, you fill out the form, and they send you a PDF of the document you need.

You need an “Accession Number” to specify the document you want. For the document you are interested in, the Accession Number is apparently “9999999997-04-012036”, which is shown in the upper right corner of the filing detail page you linked to.


Update: On May 5, I decided to test this out and use the form I linked to request the document in the question. I immediately received an e-mail stating that I would have the document in 4 business days, but it's been one week and I haven't received any more communication.

Answered by Ben Miller - Remember Monica on May 25, 2021

Refer to How to Access or Request Records Not Accessible via SEC Website for instructions. One method is to use the Request Records form, and enter the "Document Control Number" in the appropriate form field. This will cost at least $61.

Answered by Flux on May 25, 2021

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